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Note: this service does not replace announcements and notices that are mailed to registrants, nor is it a substitute for filing requirements with respect to LDA compliance.
Filing Deadlines
Quarterly Activity Reports*
April 20 First Quarter
(January 1 – March 31)
July 20 Second Quarter
(April 1 – June 30)
October 20 Third Quarter
(July 1 – September 30)
January 20 Fourth Quarter
(October 1 – December 31)
Contribution Reports*
July 30 Mid Year
(January 1 – June 30)
January 30 Year End
(July 1 – December 31)
*If the deadline falls on a weekend or holiday, the report is due the following business day.